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SEC Mining Disclosure Workshop

Are You Ready? Navigate the U.S. Securities and Exchange Commission's New Mining Property Disclosure Requirements
Session I - Sunday, February 24
1:00 p.m — 5:00 p.m.
Teatro Hotel | 1100 Fourteenth Street Denver, CO 80202
Session II - Wednesday, February 27
8:00 a.m. — 12:00 p.m.
SRK Denver Office | 1125 17th St. Suite 600 Denver, CO 80202
Where: Downtown Denver, CO
On October 31, 2018, the U.S. Securities and Exchange Commission (SEC) adopted new mining property disclosure requirements. The new rules have significant implications for existing and new listings on U.S. stock exchanges. Public issuers (including owners, operators and royalty companies) engaged in mining operations traded in U.S. stock exchanges must comply with the new rules for their first fiscal year beginning on, or after, January 1, 2021.

This short course provides an overview to help mining companies and investors understand the new disclosure requirements and provide management with a strategy for navigating the changes and achieving compliance ahead of time.  You will learn how to navigate the new SEC regulations with a staged, yet comprehensive approach.

Download the SEC disclosure flyer

Course topics will include:

  • Fundamental concepts and principles
  • Comparing SEC regulations with other international standards
  • Disclosure in all project phases
  • Triggers to file a Technical Report
  • Required Content for Technical Reports
  • Exploration results reporting
  • Mineral resource classification
  • Inclusion of inferred resources
  • Qualifications, definitions, independence and liabilities of QPs


  • Mining executives in general
  • Mining engineers
  • Mining CPAs and accounting staff
  • Mining attorneys
Price: $150.00 (USD)
Meet our experts:
Fernando Rodrigues - Mining Engineer (SEC Mining Disclosure Expert)Fernando Rodrigues
Principal Mining Engineer
Bio | Email
Ben Parsons - Principal Resource Geologist (SEC Mining Disclosure Expert)Ben Parsons
Principal Resource Geologist
Bio | Email
Matthew Hastings - Principal Resource Geologist (SEC Mining Disclosure Expert)Matthew Hastings
Principal Resource Geologist
Bio Email
Matthew Sullivan - Senior Mineral Economist (SEC Mining Disclosure Expert)Matthew Sullivan
Senior Mineral Economist
Bio | Email
John Pfahl - Principal Corporate Advisory Consultant (SEC Mining Disclosure Expert)John Pfahl
Principal Corporate Advisor
Bio | Email


SRK North America